Morgan Stanley is paying $2mn to settle allegations that it failed to ensure trades it completed for a former top executive of First Republic Bank in the run-up to the bank’s collapse last year were not based on insider information.
摩根士丹利(Morgan Stanley)將支付200萬美元以了結(jié)監(jiān)管機構的指控，指控稱其未能確保去年第一信托銀行(First Republic Bank)倒閉前該行一名高管下單的交易不是基于內(nèi)幕信息；摩根士丹利執(zhí)行了這些交易。
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