That’ll be £42.4m, please – or £30m for early settlement. The fine slapped on UBSby the Financial Services Authorityyesterday for control failures that gave rogue trader Kweku Adoboli scope to lose the bank $2.3bn is the UK regulator’s third biggest. The Swiss bank has weathered the loss, Adoboli has been jailed, heads have rolled. But what is achieved by fining his employer such a derisory amount?
罰金將是4240萬英鎊、或3000萬英鎊(如果早期和解的話),請繳納。英國金融服務管理局(FSA)昨日對瑞銀(UBS)開出的這張罰單是該機構有史以來開出金額第三高的一張。瑞銀因管理不力讓流氓交易員奎庫?阿多博利(Kweku Adoboli)有機可乘,導致該銀行損失23億美元。這家瑞士銀行承受了損失,阿德波利被投入了監獄,銀行多名高管辭職。但罰瑞銀這么點錢又起到了什么作用呢?
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